Internal Audit Quality Assurance Manager
Who we are:
Shape a brighter financial future with us.
Together with our members, we’re changing the way people think about and interact with personal finance.
We’re a next-generation fintech company using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.
SoFi is seeking an Internal Audit Professional Practices Manager to join the SoFi Internal Audit Department, reporting to the Professional Practices and Quality Assurance Senior Manager
The candidate will be responsible for:
Assisting the Senior Manager in the development of leading internal audit practices, strategies, and methodologies
Assisting in developing and providing training on internal audit processes and procedures
Tracking key performance indicators against department targets
Preparing reports on internal audit key performance indicators for various stakeholders
What you’ll do:
Maintain updated department processes and templates in line with current practice
Support Internal Audit preparation for and participation in regulatory exams.
Record, observe, and prepare reports related to the status of the Quality Assurance and Improvement Program (QAIP) activities and results, including thematic issues identified and status of any remediation efforts, to IA management, the Audit Committee, and other partners.
Provide day-to-day support and guidance on IA methodology topics
Apply technical understanding of internal audit policies, standards, and practices to recommend enhancements to IA methodology and guidance
Identify and contribute to the development of continuous improvement opportunities
Assist in the provision of methodology training to auditors, including tailored training as needed
Maintain the function’s regulation inventory
Participate in selected departmental initiatives
Perform other duties as assigned
What you’ll need:
Bachelor’s degree required
IIA Certified Internal Auditor designation required
Minimum 5+ years of Internal Audit experience with experience in internal audit professional practices
Internal Audit experience in the financial services industry is highly preferred
Working knowledge of Institute of Internal Auditor (IIA) International Professional
Practices Framework and regulatory expectations of internal audit systems of large financial institutions including the Federal Reserve’s Supplemental Policy Statement on the Internal Audit Function and Its Outsourcing (SR 13-1)
Strong written and verbal communication skills, and experience preparing audit workpapers, issues, reports, and management presentations
Ability to work independently with limited daily supervision while meeting deadlines
Ability to navigate through ambiguity, manage and coordinate multiple project assignments, and deliver on commitments.
Nice to have:
The following experiences are a plus:
Familiarity with the FRB, OCC, FDIC, and CFPB examinations procedures
AuditBoard or similar audit tool platform experience